Issues

Summary of selected FINRA Regulatory Notices October‐December 2010

Henry A. Davis
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SEC issues guidance to boards reviewing certain affiliated transactions

Diane E. Ambler; Mark R. Greer
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SEC approves rule banning “naked access” to trading centers

W. Hardy Callcott; Timothy C. Foley
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Commodities tax compliance challenges: Dodd‐Frank and beyond

Roger D. Lorence
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Electronic trading agreements

Beth Alter; Lauri Goodwyn
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SEC approves sweeping changes to FINRA's regulatory reporting rules

Harry J. Weiss; Yoon‐Young Lee; Bruce H. Newman; Paul R. Eckert; Claire R. Hanselmann
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Regulatory change for financial institutions: crossing the ocean in an open boat

Dermot Turing; Marc Benzler; Frédérick Lacroix
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Competitive forces and cost‐based analysis in SEC review of SRO market data fee filings: NetCoalition v. Securities and Exchange Commission

Edward J. Ferraro
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PWG issues report on money market fund reform options

Stephen H. Bier; Thomas C. Bogle; Jack W. Murphy; Kevin K. Babikian; Sean R. Murphy
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FINRA IPO Allocation Rule; investment funds must now consider compliance

Russell Sacks; Michael Blankenship; Steven Blau
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Corporate ownership interests hidden through cash‐settled equity derivatives: impact on the companies' governance under the Italian legal framework

Gabriella Opromolla
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Note from the publisher

A new company descriptor takes us into a new era

Rebecca Marsh
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Editor column

Editor column

Henry A. Davis
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