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Keywords: Sarbanes‐Oxley
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Journal Articles
Enhanced protection of investors and other changes to securities regulations
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (4): 27–36.
Published: 23 November 2010
... attestation requirements of Sarbanes‐Oxley; provisions to increase the oversight and accountability of credit rating agencies; and steps to bolster the regulatory oversight of the municipal securities market, including by creating a new class of regulated intermediaries – “municipal advisors” Findings...
