Survey of resilience elements from the literature
| Scope | Capability | Details | No. Papers | (%) | Sources |
|---|---|---|---|---|---|
| Intra-Organisational (IO) | IO 1. Flexibility | Ability of an organisation to adapt with minimum time and effort. Concerns the ability to switch suppliers, substitute ingredients, outsource processes, share materials and staff between sites, the ability of staff to fulfil multiple roles (IO15) and the levels of control over market position (IO16) | 9 | 14.75 | Tukamuhabwa et al. (2015), Kamalahmadi and Parast (2016), Pal et al. (2014), Stecke and Kumar (2009), Pettit et al. (2010), Tang (2006), Tomlin (2006), Zsidisim and Wagner (2010), Carvalho et al. (2012a, 2012b) |
| IO 2. Risk Aware Culture | Describes the infrastructure a firm has in place to manage risk. For example this could include efficiency standards (IO4) such as six sigma, and the presence of Business Continuity (IO13) and Enterprise Risk Management Programmes | 9 | 14.75 | Christopher and Lee (2004), Blome and Schoenherr (2011), Jüttner and Maklan. (2011), Gölgeci and Ponomarov (2015), Ritchie and Brindley (2007), Peck (2005), Scholten et al. (2014), Thun and Hoenig (2011), Neureuther and Kenyon (2009) | |
| IO 3. Redundancy | Concerns the ability to alternate production capacity and to call upon surplus raw materials and finished inventory | 8 | 13.11 | Tukamuhabwa et al. (2015), Ponis and Koronis (2012), Manuj and Mentzer (2008), Stecke and Kumar (2009), Wieland and Wallenburg (2013), Aigbogun et al. (2014), Carvalho et al. (2012b), McKinnon (2006) | |
| IO 4. Early Warning Detection Systems | This concerns the use of foresight to extend preparation time. Specifically, it can include intelligence generation through big data and the internet of things | 5 | 8.1 | Suweis et al. (2015), Christopher and Peck (2004), Stecke and Kumar (2009), Gunasekaran et al. (2011), Pettit et al. (2010) | |
| IO 5. Security | This refers to the security of both electronic information and the physical security of assets | 4 | 6.5 | Pettit et al. (2010), Stecke and Kumar (2009), Faisal and Banwet (2006), Elleuch et al. (2016a, 2016b) | |
| IO 6. Efficiency | The way in which resources are used so as to avoid unnecessary waste and disruption. This could refer to the presence of efficiency standards such as six sigma | 4 | 6.5 | Fiksel (2003), Pettit et al. (2010), Aramyan et al. (2007), Elleuch et al. (2016a, 2016b) | |
| IO 7. Contingency Plans | Pre-established crisis management teams and procedural guides for potential disruptions to enhance response speed and effectiveness. Most effective when combined with “IO4 Early Warning Detection Systems” | 3 | 4.9 | Zsidisin et al. (2010), Jüttner and Maklan (2011), Dani and Deep (2010) | |
| IO 8. Inventory Management | Increased visibility of supplier operations and transport mediums to reduce the amount of redundancy required in a disruption. Closely related to “IS4 Visibility” | 3 | 4.9 | Kleindorfer et al. (2005), Wu et al. (2013), Stecke and Kumar (2009) | |
| IO 9. Financial Strength | Availability of easily accessible financial assets. Linked to “IO1 Flexibility” | 3 | 4.9 | Pettit et al. (2010), Pereira et al. (2014), Dani and Deep (2010) | |
| IO 10. Leadership Commitment | This concerns the quality of leadership and how it interacts with the rest of an organisation. It might concern the ability to prioritise, inspire and to learn from others/past disruptions. Important in establishing effective risk management culture | 3 | 4.9 | Durach et al. (2015), Kamalahmadi and Parast (2016), Dani and Deep (2010) | |
| I0 11. Relationships | The way in which different teams and departments interact. Important aspects include communication methods and the routes of information flow | 3 | 4.9 | Smith et al. (2016), Durach et al. (2015), Christopher and Lee (2004) | |
| IO 12. Human Resource Management | This concerns the ways in which human assets are trained, retained and allowed to develop. Examples include skillsets generated (particularly ability to fulfil multiple roles) and the use of staff in identifying risk | 2 | 3.2 | Durach et al. (2015), Stecke and Kumar (2009) | |
| IO 13. Business Continuity | Contingency planning for the protection of “mission critical assets”. Key component of “IS10 Robustness” | 2 | 3.2 | Peck (2005), Suweis et al. (2015) | |
| IO 14. Innovation | Presence of shared beliefs, openness to learning and joint decision-making | 2 | 3.2 | Kamalahmadi and Parast (2016), Gölgeci and Ponomarov (2015) | |
| IO 15. Knowledge Management | Staff skills and knowledge retention that effect their ability to change pace and type of role in a disruption. Sometimes cited as a component of “IO1 Flexibility” | 2 | 3.2 | Scholten et al. (2014), Pereira et al. (2014) | |
| IO 16. Market Position | Factors such as market share, product differentiation and customer communications which can be manipulated to aid recovery in the event of a disruption. An aspect of “IO1 Flexibility” | 1 | 1.6 | Pettit et al. (2010) | |
| IO 17. Adaptive Management | Active monitoring of decisions made in relation to past disruptions and their outcomes for incremental learning | 1 | 1.6 | Milestad and Darnhofer (2003) | |
| Intra-Supply Chain (IS) | IS 1. Collaboration | Refers to two or more actors working together to generate advantages that could not be achieved individually. This could be in the form of: Shared forecasting, postponement and risk sharing. Cooperation and partnership. Aim of reducing uncertainties and complexity. Integration of systems | 19 | 31.1 | Jüttner et al. (2011), Pettit et al. (2010), Christopher and Peck. (2004), Carvalho et al. (2014), Scholten et al. (2014), Barratt et al. (2004), Zacharia et al. (2009), Smith et al. (2016), Hohenstein et al. (2015), Tukamuhabwa et al. (2015), Kamalahmadi and Parast (2016), Gunasekaran et al. (2011), Chen et al. (2012), Giannakis and Louis (2011), Johnson et al. (2013), Habermann et al. (2015), Lee. (2014), Dani and Deep (2010), Elleuch et al. (2016a, 2016b) |
| IS 2. Flexibility | Degree by which a supply chain can respond to changing operating environments and customer requests. Supply chain wide alternative options achieved through partnerships. Ability to move staff and equipment rapidly | 18 | 29.5 | Lam and Bai (2016), Natarajarathinam et al. (2009), Pettit et al. (2013), Tendall et al. (2015), Estrada-Flores et al. (2009), Stecke and Kumar (2009), Ivanov et al. (2015), Jüttner et al. (2011), Durach et al. (2015), Suweis et al. (2015), Soni et al. (2014), Skipper et al. (2009), Smith et al. (2016), Swafford et al. (2006), Stevenson and Spring (2007), Gligor and Holcomb. (2012), Aramyan et al. (2007) | |
| IS 3. Agility | The ability to respond quickly to unpredictable changes in supply and demand by changing configuration at tactical level. Examples include logistics capabilities and manufacturing flexibility | 17 | 27.8 | Christopher and Peck (2004), Wieland and Wallenburg (2013), Durach et al. (2015), Braunscheidel and Suresh (2009), Swafford et al. (2006), Durach et al. (2015), Tendall et al. (2015), Sharifi and Zhang (1999), Hohenstein et al. (2015), Tukamuhabwa et al. (2015), Kamalahmadi and Parast (2016), Gligor and Holcomb (2012), Pereira et al. (2014), Scholten et al. (2014), Aramyan et al. (2007), Johnson (2013), Dubey et al (2014), Sharifi and Zhang (1999) | |
| IS 4. Visibility | The ability to see structures, processes and products from one end of the supply chain to the other. Includes factors that aid availability of information such as channels for the sharing of risk information and IT infrastructure as well as frameworks guiding how this information is delivered to the right people at the right time | 15 | 24.5 | Christopher and Lee (2004), Pettit et al. (2013) Brandon-Jones et al. (2014), Carvalho et al. (2014, Soni (2014), Gunasekaran (2004), Smith et al. (2016), Durach et al. (2015), Faisal and Banwet (2006), Kamalahmadi and Parast (2016), Pereira et al. (2014), Stecke and Kumar (2009), Gunasekaran et al. (2011), Aigbogun et al. (2014), Johnson et al. (2013) | |
| IS 5. Adaptability | The ability of a system to adapt incrementally or to completely transform in response to a changing operating environment | 9 | 14.75 | Fiksel (2003), King (2008), Tukamuhabwa et al. (2015), Pettit.(2010), Sinclair et al. (2014), Estrada-Flores et al. (2009), Milestad and Darnhofer (2003), Lebel et al. (2006) Tendall et al. (2015) | |
| IS 6. Node Criticality | Exists when a single entity within a supply chain is depended upon by a disproportionately large number of other entities, for example, a key port facility. Can significantly influence “IS2 Flexibility” | 6 | 9.8 | Durach et al. (2015), Kamalahmadi and Parast (2016), Stecke and Kumar (2009), Aigbogun et al. (2014), Ratick et al. (2008), Fraser et al. (2005) | |
| IS 7.Information flow | Refers to the efficiency and effectiveness of information flow. Key determinant of “IS1 Collaboration” | 6 | 9.8 | Smith et al. (2016), Kamalahmadi and Parast (2016), Christopher and Peck (2004), Soni et al. (2014), Pereira et al. (2014), Faisal and Banwet (2006) | |
| IS 8. Velocity | Speed at which products reach end consumer. Specific examples include efficiency, reduction of lead times and synchronisation of schedules. Element of “IS3 Agility” | 6 | 9.8 | Carvalho et al. (2014), Jüttner et al. (2011), Christopher and Peck (2004), Kamalahmadi and Parast (2016), Pereira et al. (2014), Johnson et al. (2013) | |
| IS 9. Redundancy | Concerns the system wide design of emergency back-up and storage facilities, surplus pathways between nodes and the extent to which elements are replaceable | 6 | 9.8 | Spiegler et al. (2012), Ivanov et al. (2015), Milestad and Darnhofer (2003), Bode et al. (2011), Ratick et al. (2008), Fiksel (2003) | |
| IS 10. Robustness | Concerns the ability of a system to withstand a given amount of stress without loss of function | 6 | 9.8 | McDaniels et al. (2008), Bruneau et al. (2003), Tendall et al. (2015), Ivanov et al. (2015), Rodriguez-Nikl (2015), Wieland and Wallenburg (2013) | |
| IS 11. Self-organisation | Concerns the autonomy, ability and will of a system to internally organise itself as opposed to being completely at the whim of external forces | 4 | 6.5 | Milestad and Darnhofer (2003), Estrada-Flores et al. (2009), Lebel et al. (2006), Pettit et al. (2010) | |
| IS 12. Rapidity | Capacity to meet priorities and achieve goals in a timely manner to contain losses and avoid future disruption | 4 | 6.5 | Rodriguez-Nikl (2015), McDaniels et al. (2008), Tendall et al. (2015), Bruneau et al. (2003) | |
| IS 13. Established Communication Lines | Pre-planned communication infrastructure and protocols that aid response speed and effectiveness in a disruption situation | 4 | 6.5 | Suweis et al. (2015), Hohenstein et al. (2015), Stecke and Kumar (2009), Dani and Deep (2010) | |
| 1S 14. Trust | Refers to the presence of enough trust between system actors that problems can be discussed openly. Key determinant of “IS1 Collaboration” | 3 | 4.9 | Kamalahmadi and Parast (2016), Pereira et al. (2014), Faisal and Banwet (2006) | |
| IS 15. Risk Management Orientation | Presence of risk management strategies throughout operations of all supply chain partners. Can significantly reduce recovery time and cost post-disruption | 2 | 3.2 | Durach et al. (2015), Jüttner et al. (2011) | |
| IS 16. Diversity | Refers to variety in inputs, suppliers, staff and customers and important in the generation of system wide redundancy | 2 | 3.2 | Fiksel (2003), Carvalho et al. (2012a, 2012b), | |
| IS 17. Cohesion | The existence of unifying factors between supply chain organisations, such as mutual end consumers, that can drive collaboration | 2 | 3.2 | Fiksel (2003), Carvalho et al. (2012a, 2012b), | |
| IS 18. Network Complexity | Refers to the number of nodes and length between them in a supply chain. Can effect rerouting options and communication times in a disruption | 2 | 3.2 | Durach et al. (2015), Pettit et al. (2010) | |
| IS 19. Co-Learning | This refers to the systems in place to aid supply chain wide joint learning from both near misses and actual disruptions | 2 | 3.2 | King (2008), Lebel et al. (2006) | |
| IS 20. Bargaining Power | The presence of factors such as significant vertical integration that can influence the ability of other entities to act in a resilient manor | 1 | 1.6 | Durach et al. (2015) | |
| IS 21. Community resources | The range of ecological, economic, social, physical, institutional and cultural resources a community can draw upon when faced with disruption | 1 | 1.6 | Smith et al. (2016) | |
| IS 22. Responsiveness | Supply chain responsiveness to customers, for example, the ability to drive down lead times | 1 | 1.6 | Aramyan et al. (2007) | |
| IS 23. Buffer capacity | Concerns the amount of change a system can undergo while retaining core functions. Major similarities with “IS10 Robustness” | 1 | 1.6 | Milestad and Darnhofer (2003) |
| IO 1. Flexibility | Ability of an organisation to adapt with minimum time and effort. | 9 | 14.75 | ||
| IO 2. Risk Aware Culture | Describes the infrastructure a firm has in place to manage risk. | 9 | 14.75 | ||
| IO 3. Redundancy | Concerns the ability to alternate production capacity and to call upon surplus raw materials and finished inventory | 8 | 13.11 | ||
| IO 4. Early Warning Detection Systems | This concerns the use of foresight to extend preparation time. | 5 | 8.1 | ||
| IO 5. Security | This refers to the security of both electronic information and the physical security of assets | 4 | 6.5 | ||
| IO 6. Efficiency | The way in which resources are used so as to avoid unnecessary waste and disruption. | 4 | 6.5 | ||
| IO 7. Contingency Plans | Pre-established crisis management teams and procedural guides for potential disruptions to enhance response speed and effectiveness. | 3 | 4.9 | Zsidisin | |
| IO 8. Inventory Management | Increased visibility of supplier operations and transport mediums to reduce the amount of redundancy required in a disruption. | 3 | 4.9 | Kleindorfer | |
| IO 9. Financial Strength | Availability of easily accessible financial assets. Linked to “IO1 Flexibility” | 3 | 4.9 | ||
| IO 10. Leadership Commitment | This concerns the quality of leadership and how it interacts with the rest of an organisation. | 3 | 4.9 | ||
| I0 11. Relationships | The way in which different teams and departments interact. | 3 | 4.9 | ||
| IO 12. Human Resource Management | This concerns the ways in which human assets are trained, retained and allowed to develop. | 2 | 3.2 | ||
| IO 13. Business Continuity | Contingency planning for the protection of “mission critical assets”. | 2 | 3.2 | ||
| IO 14. Innovation | Presence of shared beliefs, openness to learning and joint decision-making | 2 | 3.2 | ||
| IO 15. Knowledge Management | Staff skills and knowledge retention that effect their ability to change pace and type of role in a disruption. | 2 | 3.2 | ||
| IO 16. Market Position | Factors such as market share, product differentiation and customer communications which can be manipulated to aid recovery in the event of a disruption. | 1 | 1.6 | ||
| IO 17. Adaptive Management | Active monitoring of decisions made in relation to past disruptions and their outcomes for incremental learning | 1 | 1.6 | ||
| IS 1. Collaboration | Refers to two or more actors working together to generate advantages that could not be achieved individually. This could be in the form of: | 19 | 31.1 | Jüttner | |
| IS 2. Flexibility | Degree by which a supply chain can respond to changing operating environments and customer requests. | 18 | 29.5 | ||
| IS 3. Agility | The ability to respond quickly to unpredictable changes in supply and demand by changing configuration at tactical level. | 17 | 27.8 | ||
| IS 4. Visibility | The ability to see structures, processes and products from one end of the supply chain to the other. | 15 | 24.5 | ||
| IS 5. Adaptability | The ability of a system to adapt incrementally or to completely transform in response to a changing operating environment | 9 | 14.75 | ||
| IS 6. Node Criticality | Exists when a single entity within a supply chain is depended upon by a disproportionately large number of other entities, for example, a key port facility. | 6 | 9.8 | ||
| IS 7.Information flow | Refers to the efficiency and effectiveness of information flow. | 6 | 9.8 | ||
| IS 8. Velocity | Speed at which products reach end consumer. | 6 | 9.8 | ||
| IS 9. Redundancy | Concerns the system wide design of emergency back-up and storage facilities, surplus pathways between nodes and the extent to which elements are replaceable | 6 | 9.8 | ||
| IS 10. Robustness | Concerns the ability of a system to withstand a given amount of stress without loss of function | 6 | 9.8 | ||
| IS 11. Self-organisation | Concerns the autonomy, ability and will of a system to internally organise itself as opposed to being completely at the whim of external forces | 4 | 6.5 | ||
| IS 12. Rapidity | Capacity to meet priorities and achieve goals in a timely manner to contain losses and avoid future disruption | 4 | 6.5 | ||
| IS 13. Established Communication Lines | Pre-planned communication infrastructure and protocols that aid response speed and effectiveness in a disruption situation | 4 | 6.5 | ||
| 1S 14. Trust | Refers to the presence of enough trust between system actors that problems can be discussed openly. | 3 | 4.9 | ||
| IS 15. Risk Management Orientation | Presence of risk management strategies throughout operations of all supply chain partners. | 2 | 3.2 | ||
| IS 16. Diversity | Refers to variety in inputs, suppliers, staff and customers and important in the generation of system wide redundancy | 2 | 3.2 | ||
| IS 17. Cohesion | The existence of unifying factors between supply chain organisations, such as mutual end consumers, that can drive collaboration | 2 | 3.2 | ||
| IS 18. Network Complexity | Refers to the number of nodes and length between them in a supply chain. | 2 | 3.2 | ||
| IS 19. Co-Learning | This refers to the systems in place to aid supply chain wide joint learning from both near misses and actual disruptions | 2 | 3.2 | ||
| IS 20. Bargaining Power | The presence of factors such as significant vertical integration that can influence the ability of other entities to act in a resilient manor | 1 | 1.6 | ||
| IS 21. Community resources | The range of ecological, economic, social, physical, institutional and cultural resources a community can draw upon when faced with disruption | 1 | 1.6 | ||
| IS 22. Responsiveness | Supply chain responsiveness to customers, for example, the ability to drive down lead times | 1 | 1.6 | ||
| IS 23. Buffer capacity | Concerns the amount of change a system can undergo while retaining core functions. | 1 | 1.6 |
Sharing content requires targeting cookies to be enabled. Please update your cookie preferences to use this feature.