Table 5.
SEC Red flags associated with a Ponzi scheme
No.
SEC Red flags
1.
High investment returns with little or no risk
2.
Overly consistent returns
3.
Unregistered investments
4.
Unlicensed sellers
5.
Secretive and/or complex strategies
6.
Issues with paperwork
7.
Difficulty receiving payments
No.
SEC Red flags
1.
High investment returns with little or no risk
2.
Overly consistent returns
3.
Unregistered investments
4.
Unlicensed sellers
5.
Secretive and/or complex strategies
6.
Issues with paperwork
7.
Difficulty receiving payments
Source:
 Mohammed (2021, p. 929)
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