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Article Type: Health technology assessment From: Clinical Governance: An International Journal, Volume 15, Issue 1

F.M. Sullivan, I.R.C. Swan, P.T. Donnan, J.M. Morrison, B.H. Smith, B. McKinstry, R.J. Davenport, L.D. Vale, J.E. Clarkson, R. Hernández, K. Stewart, V. Hammersley, S. Hayavi, A. McAteer, D. Gray and F. Daly

The cause of Bell’s palsy is unknown, although vascular, inflammatory and viral aetiologies have been suggested. There are 11 to 40 cases per 100,000 people each year, most commonly in the age range 30-45. Up to 30 per cent of patients have continuing facial disfigurement, psychological difficulties and sometimes facial pain. Treatment has been controversial and highly variable.

Methods

We conducted a 2×2 factorial randomised double-blind trial. The primary outcome was recovery of facial function assessed by the House-Brackmann scale. Secondary outcomes included health status, pain, self-perceived appearance and cost-effectiveness.

Patients

We recruited adults (aged 16 years or older) with unilateral facial nerve weakness of no identifiable cause presenting to primary care, the accident and emergency department (A&E) or NHS24 within 72 hours of symptom onset.

Study design

The study was conducted throughout mainland Scotland with referrals mainly from general practice to 17 hospital trial sites. An otolaryngologist confirmed eligibility, and patients were randomly assigned to treatment by an independent,secure, automated telephone service using a permuted block randomisation technique with block sizes of four or eight, and no stratification.

Patients were randomised into four groups to receive active preparations or placebo for ten days: (1) prednisolone (50mg per day, 2×25-mg capsules) and aciclovir (2,000mg per day, 5×400-mg capsules); (2) prednisolone and placebo (lactose, indistinguishable); (3) aciclovir and placebo; and (4) placebo and placebo. The patient took the first dose before leaving hospital, and the remaining doses at home over the next ten days.

A researcher visited patients at their home or their doctor’s surgery within the next three to five days to complete the baseline assessments, record any adverse events and arrange follow-up. Repeat patient visits to assess recovery occurred at three months and, if recovery was incomplete at this visit,again at nine months.

Outcome measurements

The primary outcome measure was the House–Brackmann grading system for facial nerve function. It assigns patients to six categories (I to VI) on the basis of their degree of facial function: grade?I indicates normal function. Assessment was based on digital photographic images in four standard portrait poses, graded independently by three experts masked to treatment allocation.

Secondary outcomes were quality of life (QoL) measured by the Health Utilities Index Mark 3 (HUI3), the Derriford Appearance Scale (DAS59), the Brief Pain Inventory (BPI) and incremental cost per cure and incremental cost per quality-adjusted life-year (QALY), with QALYs based on patient responses to HUI3.

Subgroup analyses included outcome dependent on delay between onset of symptoms and commencement of treatment, and on severity at onset; there was an additional analysis of concordance between expert assessors.

Safety evaluation and compliance

Medication use was reviewed at the first visit and during two subsequent telephone calls. Adverse events were reviewed then and at subsequent visits.

Statistical analysis

Primary and secondary analyses were based on intention-to-treat. Subgroup and additional analyses were made post hoc.

Complete recovery (House-Brackmann grade I) at three and nine months was compared initially between those who did and did not receive prednisolone using a two-sided Fisher’s exact test. This was repeated for aciclovir. We tested the data for any interaction between the groups prior to these tests. Pre-specified secondary analyses compared HUI3, DAS59 and BPI scores. Our analysis was adjusted for all baseline characteristics measured: age, gender,interval between onset and receiving treatment, and scores on the House-Brackmann scale, HUI3, DAS59 and BPI.

Decision economic modelling was used to compare cost-effectiveness. The time horizon of the model was nine months, and outcomes were the cumulative proportion of cases cured, mean QALYs gained and mean costs. Costs were reported in 2006-2007 £ sterling. NHS costs were based on costs of treatments and costs of subsequent health services collected from general practice notes. QALYs were based on responses to HUI3 with the assumption that the three-month score of those cured at three months was carried forward to the nine-month assessment. Two-arm models were developed for prednisolone versus no prednisolone and aciclovir versus no aciclovir comparisons, respectively. A further four-arm model was developed to compare prednisolone alone, aciclovir alone, aciclovir and prednisolone, and no treatment (placebo) strategies.

Power calculation

A difference in complete recovery of 10 per cent or more was considered to be clinically meaningful. Randomising 240 patients per treatment (a total of 480)would provide 80 per cent power to detect a difference of the order of 12 per cent at the 5 per cent level. Since the study design was factorial the power is the same for each pair-wise comparison of treatments.

Results

Study population

Of 752 patients referred, 132 were ineligible and 551 of the 620 patients eligible were randomised. In total, 55 patients dropped out of the study before a final determination of their House-Brackmann status. Thus final outcomes were available for 496 patients.

The study was balanced for gender; the mean age of patients was 44 years; and the degree of initial facial paralysis was moderate to severe. One half of patients initiated treatment within 24 hours of onset of symptoms, one-third within 24-48 hours and the remainder within 48-72 hours.

Of 496 completed patients, 357 had recovered by three months. A further 80 had recovered at nine months, leaving 59 with a residual facial nerve deficit.

There was no significant prednisolone – aciclovir interaction at three months or at nine months (p=0.32, p=0.72 respectively).

There were significant differences in complete recovery at three months between the prednisolone comparison groups (83.0 per cent for prednisolone, 63.6 per cent for no prednisolone, a difference of +19.4 per cent; 95 per cent confidence interval (CI):+11.7 per cent to +27.1 per cent, p <0.001). The number needed to treat (NNT) in order to achieve one additional complete recovery was six (95 per cent CI: 4 to 9). There was no significant difference between the aciclovir comparison groups (71.2 per cent for aciclovir and 75.7 per cent for no aciclovir, a difference of –4.5 per cent (95 per cent CI:–12.4 per cent to +3.3 per cent, p=0.30, adjusted 0.50). Nine-month assessments of patients recovered were 94.4 per cent for prednisolone compared with 81.6 per cent for no prednisolone, a difference of +12.8 per cent(95 per cent CI: +7.2 per cent to +18.4 per cent, p <0.001); the NNT is 8 (95 per cent CI: 6 to 14). Proportions recovered at nine months were 85.4 per cent for aciclovir and 90.8 per cent for no aciclovir, a difference of–5.3 per cent (95 per cent CI: –11.0 per cent to +0.3 per cent, p=0.07,adjusted 0.10).

The formally correct analysis for the 2×2 factorial design is to follow two independent (two-arm) comparisons, being (1) study outcomes for those patients treated with prednisolone, and those not; and (2) study outcomes for those patients treated with aciclovir, and those not.

However, it is helpful for clinicians to be provided with a single simple comparison of the four treatment options available to trial participants(prednisolone with aciclovir, prednisolone alone, aciclovir alone, and placebo)supported by an expression of prednisolone-aciclovir interaction. This four-arm analysis does not provide the most powerful scrutiny of the data, but it does provide an easily interpreted assessment of treatment options. For this study,the results of the four-arm analysis are included to support and confirm those of the two-arm analyses.

When we explored outcome differences by individual treatment (the four-arm model) there were significant differences at three and nine months. At three months the recovery rate was 86.3 per cent in the prednisolone treatment group,79.7 per cent in the aciclovir-prednisolone group, 64.7 per cent in the placebo group and 62.5 per cent in the aciclovir group. At nine months the recovery rates were respectively 96.1 per cent, 92.7 per cent, 85.3 per cent and 78.1 per cent. The increase in recovery rate conferred by the addition of the treatment prednisolone (both for prednisolone over placebo and for aciclovir-prednisiolone over aciclovir) is highly statistically significant (p<0.001).

There were no significant differences in our secondary measures apart from HUI3 at nine months in those treated with prednisolone.

From the two-arm model, the mean cost of prednisolone was £232 and the mean cost of no prednisolone was £248. Prednisolone was more effective in terms of cure and provided on average slightly more QALYs (0.718 versus 0.717). A probabilistic analysis suggested that prednisolone was likely (over 70 per cent) to be considered cost-effective at a £20,000 or £30,000 cost per QALY threshold. The aciclovir versus no aciclovir two-arm model showed that aciclovir was on average more costly than no aciclovir (£253 versus £246)and not likely to be more effective in terms of cure and QALYs (0.717 versus 0.718). It was unlikely to be considered cost-effective at a £20,000 or£30,000 cost per QALY threshold (15 per cent and 18 per cent,respectively). The four-arm model showed prednisolone alone to be more effective and less costly than the other strategies (over 70 per cent probability of being cost-effective for £20,000 and £30,000 thresholds).

Adverse events included the expected range of minor side effects with the drugs used (nausea, dyspepsia, constipation, rash). There were three deaths during follow-up (two in the placebo-placebo group and one in the aciclovir-placebo group) all unrelated to treatment. No serious adverse events were reported. No suspected unexpected serious adverse reactions were reported. There was no instance of a requirement for unblinding of patients or their practitioners or of study personnel. An analysis of the frequency of adverse events showed no differences whatsoever between the treatment groups.

Discussion

This is the largest randomised controlled trial of the effectiveness of treatment for Bell’s palsy. We have confirmed the generally favourable outcome for Bell’s palsy, with 63 per cent of patients recovered with no treatment at three months, increasing to 85 per cent after nine months. Treatment within 72 hours of onset with prednisolone increased these rates to 83 per cent and 94 per cent respectively. Aciclovir alone produced no benefit over placebo and there was no benefit from its addition to prednisolone.

This study provided robust evidence to support the early use of oral prednisolone in Bell’s palsy as an effective treatment which may be considered cost-effective by NHS commissioners. Most patients recover fully without any treatment. Therefore, for some clinicians and their patients, the option of offering “no treatment” may remain an appropriate strategy,but they can now have a more fully informed discussion regarding the use of steroids. Treatment with aciclovir, either alone or with steroids, had no effect on outcome.

Trial registration

This trial is registered as ISRCTN71548196.

A Copyright

F.M. Sullivan is based at the Scottish School of Primary Care, University of Dundee, UK. I.R.C. Swan is based at the Department of Otolaryngology, University of Glasgow, UK. P.T. Donnan and F. Daly are both based at the Community Health Sciences, University of Dundee, UK. J.M. Morrison and S. Hayavi are both based at the Division of Community Based Sciences, University of Glasgow, UK. B.H. Smith, A. McAteer and D. Gray are all based at the Centre of Academic Primary Care, University of Aberdeen, UK. B. McKinstry and V. Hammersley are both based at the Community Health Sciences, University of Edinburgh, UK. R.J. Davenport is based at Department of Clinical Neurosciences, University of Edinburgh, UK. L.D. Vale is based at both the Health Services Research Unit, and the Health Economics Research Unit, University of Aberdeen, UK. J.E. Clarkson is based at the ental Health Services Research Unit, University of Dundee, UK. R Hernández is based at the Health Economics Research Unit, University of Aberdeen, UK. K. Stewart is based at the St John’s Hospital, Livingston, UK.

Sullivan, F.M., Swan, I.R.C., Donnan, P.T., Morrison, J.M., Smith, B.H.,McKinstry, B., Davenport, R.J., Vale, L.D., Clarkson, J.E., Hernández, R.,Stewart, K., Hammersley, V., Hayavi, S., McAteer, A., Gray, D. and Daly, F.(2009), “A randomised controlled trial of the use of aciclovir and/or prednisolone for the early treatment of Bell’s palsy: the BELLS study”, Health Technol Assess., Vol. 13 No. 47

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