... law to explore how the NCB laws work. Finally, this paper examines a relatively new area of law for Canada, unexplained wealth orders (UWOs). This paper discussed three recent cases in Western Canada currently before the courts. Design/methodology/approach This paper considers legislative...

...Hussein Al-Zyoud; Eric Zengxiang Wang; Shahid Ali; Weiming Liu Purpose This study is based on the enforcement record from Canada’s natural mutual fund regulator. This record documented a small subset of mutual fund dealers who had been disciplined for their misconduct from 2007 to 2014...

... laundering (ML). It then assesses the effectiveness of conventional anti-money laundering (AML) policy and legislation against the proliferation of crypto laundering, using Canada as a critical case study. Design/methodology/approach Data was collected from court cases and secondary sources to build...

... the profound divergence in the application of the doctrine of double jeopardy in an international context, primarily by comparing and contrasting two representative jurisdictions on the subject, Canada and the USA. Findings The dividing line between the approach to international double jeopardy by common...

... other identity fraud. © Emerald Group Publishing Limited 2012 Canada Financial crime Fraud Theft Consumer behaviour Identity theft Identity fraud The quintessential crimes of the information age are identity theft and the use of stolen identity to commit identity fraud. US...

...Dominic Peltier‐Rivest; Nicole Lanoue Purpose The purpose of this paper is to describe the characteristics of perpetrators of occupational fraud and their effects on organizations. Design/methodology/approach The study is based on a 2006 occupational fraud web survey conducted in Canada...

...Michael Kempa Purpose This paper has two integrated purposes: it provides a report on a symposium hosted by the Bank of Canada and the Royal Canadian Mounted Police in December 2008 dealing with key challenges and directions forward for addressing white‐collar crime; and it ties this material...

... norms. Subsequent negotiations with the state precipitated a withdrawal, the state agreeing to consult, rather than litigate, the question of the role of lawyers in Canada's anti‐criminal finance machinery. In the shadow of state‐imposed regulation, and lucidly aware of the public and professional...

...Dominic Peltier‐Rivest Purpose This paper aims to describe and explain characteristics of organizations that are victims of occupational fraud. Design/methodology/approach This study is based on a 2006 occupational fraud web survey conducted in Canada by the Association of Certified Fraud...

... their actions accordingly. © Emerald Group Publishing Limited 2008 Crimes Financial markets White collar workers Canada Enron is to financial markets what the events of September 11, 2001, were to public safety and terrorist prevention activities. The enormous amplitude of this scandal...

... Group Publishing Limited 2008 Market system Law enforcement Canada The concept of market integrity is difficult to define. It is an abstraction that, in itself, defines the constitution of the goings‐on of one of Western cultures' preeminent institutions – the capital markets. Market...

... Canadian Mounted Police with over 15 of those years conducting white collar crime investigations and/or managing teams of investigators. Findings Canada is having good success in using the concepts of integrated policing in the implementation of our Integrated Market Enforcement Teams (IMETs) to detect...

...Daniel Murphy Purpose Presentation on legal risks in business cooperation in a regulated sector in Canada. Design/methodology/approach The paper reviews Canadian case law and privacy implications for businesses cooperating with regulators and the risk of such cooperation to the regulated...

... that the intention was to increase competences for investigation of white‐collar crime in the wake of corporate scandals in the USA, and thus to restore investor confidence in Canada’s capital market. Details the IMET pilot project, including selection of personnel from the RCMP for the six IMETs. Concludes...

... stewardship of the RECOL project; all crime could be reported this way, using digital photography and facial recognition software. Allows that there are privacy concerns, however, especially in regard to recognition software. © Emerald Group Publishing Limited 2004 Canada Crime Internet...

...Stephen Schneider Analyses how money made from entrepreneurial crime is disbursed through Canada’s legitimate economy; this is one of the first quantitative studies of money laundering using a survey of police cases, and the exclusive source of primary data was the Royal Canadian Mounted Police...

...David Mitchell Argues that Canada should follow Australia in forming a one‐stop national securities regulation system. Examines the present system, which is complex, since each province has its own securities commission, with resulting problems for ensuring compliance, attracting foreign issuers...

... and suspicion. Critiques the legislative framework, the solicitor ‐ client relationship and the tension between this confidentiality and the reporting function, including the exceptions to the general rule of confidentiality if it is in the public interest. © MCB UP Limited 2003 Canada Money...

... and legislation Canada Regulation Journal of Financial Crime Ð Vol. 10 No. 2 Expectations of Privacy and Market Abuse Ð Support for the Financial Services and Markets Act and the Canadian Approach Mark Jones and Peter Johnstone THE UK FINANCIAL SERVICES AND MARKETS ACT: AIMS AND OBJECTIVES The ®nancial...

... 2002 Auditing Canada United Kingdom United States of America Company accounts Journal of Financial Crime Ð Vol. 10 No. 1 Understanding the Company Audit Process in the UK, Canada and USA: Panacea or Nuisance? Mohammed B. Hemraj INTRODUCTION In 1991, some 1.3 million company reports...