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Volume 3, Issue 2
1 February 1995
Journal of Financial Regulation and Compliance Cover Image for Volume 3, Issue 2
Review Article| February 01 1995

THE PRACTICAL COMPLIANCE OFFICER: TECHNICALITY VERSUS COMMERCIALITY

GORDON MCMURRAY
GORDON MCMURRAY
GROUP COMPLIANCE OFFICER AND HEAD OF INTERNAL AUDIT WITH THE MURRAY JOHNSTONE GROUP OF COMPANIES, ONE OF SCOTLAND'S LARGEST INVESTMENT MANAGEMENT HOUSES.
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Author & Article Information
Publisher: Emerald Publishing
Online ISSN: 1740-0279
Print ISSN: 1358-1988
© MCB UP Limited
1995
Journal of Financial Regulation and Compliance (1995) 3 (2): 141–146.
https://doi.org/10.1108/eb024837

The purpose of this paper is to stimulate the thought processes of staff employed within compliance functions, and to act as a reminder that the technicalities of operating within the complex financial services area can be balanced with the commercial demands of their respective companies. The author considers the various issues that can be encountered and the means by which to attempt to strike an acceptable compromise.

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© MCB UP Limited
1995
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