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Volume 1, Issue 4
1 February 1993
This article was originally published in
The International Journal of Regulatory Law & Practice
The International Journal of Regulatory Law & Practice Cover Image for Volume 1, Issue 4
Review Article| February 01 1993

FINANCIAL REGULATION FIVE YEARS ON: THE INVESTIGATIVE POWERS OF THE SROS Available to Purchase

DESMOND HIGH;
DESMOND HIGH
DIRECTOR OF CHANTREY VELLACOTTS FINANCIAL RECITATION AND INVESTIGATION GROUP HAVING QUALIFIED AS A CHARTERED ACCOUNTANT IN 1979
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Nalin Shah
Nalin Shah
AUDIT PARTNER AT CHANTREY VELLACOTT AND A MEMBER OF THE FIRM'S FINANCIAL REGULATION AND INVESTIGATION GROUP
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Author & Article Information
Publisher: Emerald Publishing
Online ISSN: 2977-7046
Print ISSN: 0968-087X
© MCB UP Limited
1993
The International Journal of Regulatory Law & Practice (1993) 1 (4): 347–354.
https://doi.org/10.1108/eb024781

The authors review the powers of SIB and the SROs, particularly in relation to compliance and investigations, and attempt to assess their effectiveness.

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© MCB UP Limited
1993
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