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Keywords: Beneficial ownership
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Journal Articles
Shrinking the 13D disclosure window will benefit non-activist investors
Available to Purchase
Journal of Financial Regulation and Compliance (2024) 32 (4): 516–538.
Published: 20 June 2024
...Ryan Christopher Polk; Steve Buchheit; Mark E. Riley; Mary S. Stone Purpose This study aims to examine the Securities and Exchange Commission’s final rule in Modernization of Beneficial Ownership Reporting, which reduced the time for significant public company shareholders to file Schedule 13D...
