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Keywords: Best execution
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Journal Articles
The Investment Services Directive ‐ Routemap or obstacle course?
Available to Purchase
Journal of Financial Regulation and Compliance (2003) 11 (3): 219–224.
Published: 01 September 2003
... of the current proposals ‐ the Investment Services Directive (ISD). © MCB UP Limited 2003 Regulation Investment ISD FSAP Best execution Pre‐trade transparency Journal of Financial Regulation and Compliance Volume 11 Number 3 The Investment Services Directive Routemap or obstacle course...
Journal Articles
Better than best execution? The Financial Services Authority’s new proposals to reform UK best execution requirements
Available to Purchase
Journal of Financial Regulation and Compliance (2003) 11 (1): 37–44.
Published: 01 March 2003
...David Capps The Financial Services Authority’s (FSA) proposals to revise best execution obligations will involve an extensive departure from existing practices. In particular, achieving the ‘best price’ will no longer be paramount. Firms will have to factor into the best execution equation other...
