Keywords: Compliance costs
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Journal Articles
Journal of Financial Regulation and Compliance (2015) 23 (2): 196–206.
Published: 11 May 2015
...-related costs, as shown in Figure 4 . Lukasz Prorokowski can be contacted at: lukas.prorokowski@gmail.com © Emerald Group Publishing Limited 2015 Compliance Compliance costs European regulations MiFID II Near real-time regulatory reporting Transparency requirements Given...
Journal Articles
Journal of Financial Regulation and Compliance (2011) 19 (1): 58–74.
Published: 22 February 2011
... Financial services Compliance costs Regulation Italy The establishment of a specific compliance function in financial firms can be attributed to a regulatory decision by the Basel Committee which, in 2005, stated that the intermediary had to “organise its compliance function and set priorities...
Journal Articles
Journal of Financial Regulation and Compliance (2010) 18 (4): 316–332.
Published: 16 November 2010
... compatible with the supervision objectives. © Emerald Group Publishing Limited 2010 Financial risk Banking Regulation Compliance costs Risk management The issue of banking regulation is at the centre of an important international debate, with respect to its role and the modalities...
Journal Articles
Journal of Financial Regulation and Compliance (2007) 15 (4): 381–393.
Published: 20 November 2007
... disclosure requirements, the nature and extent of non‐compliant trading varies greatly. Bruce M. Burton can be contacted at: b.m.burton@dundee.ac.uk © Emerald Group Publishing Limited 2007 Insider trading Compliance costs Disclosure Directors Financial reporting Trading...

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