... at: lukas.prorokowski@gmail.com © Emerald Group Publishing Limited 2015 Compliance Compliance costs European regulations MiFID II Near real-time regulatory reporting Transparency requirements The Markets in Financial Instruments Directive (MiFID II) constitutes the backbone for the upcoming...

.... (The Appendix follows overleaf.) Giampaolo Gabbi can be contacted at: gabbi@sdabocconi.it © Emerald Group Publishing Limited 2011 Financial services Compliance costs Regulation Italy The establishment of a specific compliance function in financial firms can be attributed to a regulatory...

... Limited 2010 Financial risk Banking Regulation Compliance costs Risk management Regarding Category (3), in order to enhance mutual adjustment, flexibility, and systematisation of relations and, therefore, the efficiency of decision‐making and problem‐solving processes inside supervisory...

... Publishing Limited 2007 Insider trading Compliance costs Disclosure Directors Financial reporting Trading by directors in their own firms' equities has been the subject of numerous empirical studies in recent years. The focus in most of this literature has been on the profitability...