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Keywords: Compliance culture
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Journal Articles
The interaction between FSA enforcement action and compliance culture: A help or a hindrance?
Available to Purchase
Journal of Financial Regulation and Compliance (2005) 13 (2): 142–145.
Published: 01 June 2005
... of a compliance culture. However, the time that many cases take to reach a conclusion can significantly weaken the impact upon other firms’ behaviour and could deter people from making investments. The FSA must ensure that its public discipline is proportionate to the offence and in order to have maximum effect...
