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Keywords: Effectiveness
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Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2021) 29 (2): 202–217.
Published: 18 December 2020
...”, the purpose of this study is to investigate the effectiveness of transparency, suitability, warning and information requirements. How do investment advisers view and embrace these MiFID II requirements? Are differences evident within this group of professionals? Design/methodology/approach In total, 267...
Journal Articles
Journal of Financial Regulation and Compliance (2020) 28 (1): 1–15.
Published: 02 May 2019
... (MiFID I). The authors place critical notes on the effectiveness of some MiFID provisions. Design/methodology/approach The authors have reviewed the Delegated Acts of MiFID I and II, as well as Q&A’s of the European Regulator, ESMA and jurisprudence. The authors aim to add value by facilitating...

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