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Keywords: FSMA 2000
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Journal Articles
Journal of Financial Regulation and Compliance (2005) 13 (1): 43–47.
Published: 01 March 2005
... regulation, FSA, FSMA 2000, principles for good regulation, Basel, risk mitigation programme What does the Financial Services Authority (FSA) mean by risk-based regulation and why have it? If the regulator adopts such an approach, how should the rms it regulates react? This paper outlines the risk-based...
Journal Articles
Journal of Financial Regulation and Compliance (2004) 12 (2): 106–110.
Published: 01 June 2004
... Ethics Foundation Ethical codes Corporate governance FSMA 2000 Journal of Financial Regulation and Compliance Volume 12 Number 2 Comment Does regulation make it worse? David Jackman Received: 25th March, 2004 London Metropolitan University, London City campus, 84 Moorgate, London EC2M 6SQ, UK; tel...
