... that may be used when faced with money laundering failures and sets out the circumstances in which such action is more likely to occur. © Emerald Group Publishing Limited 2005 Financial Services Authority Money laundering Enforcement Journal of Financial Regulation and Compliance Volume 13...

... on the discretion available to life insurers in the way they determine bonuses on with‐profits policies. It reviews four previous court cases concerning withprofits policies: in one of these, the insurer lost. The Financial Services Authority has now taken on board the need for life insurers to describe their bonus...

...Nicholas Ryder This paper examines the regulatory regime of the Financial Services Authority towards the credit union movement in Great Britain as contained in the Credit Union Sourcebook. The author discusses the merits of a strong regulatory regime towards credit unions within Great Britain...

...David Capps The Financial Services Authority’s (FSA) proposals to revise best execution obligations will involve an extensive departure from existing practices. In particular, achieving the ‘best price’ will no longer be paramount. Firms will have to factor into the best execution equation other...

...Carol Sergeant Regulation imposes both direct and indirect costs. Regulators have to be conscious of these costs and the finite resources available to them. The paper outlines the way in which the Financial Services Authority (FSA) has developed a system of financial supervision under which...

...Patrick Ring The Financial Services Authority’s (FSA) Consultation Paper 121 suggesting depolarisation in the retail financial services sector has generated a great deal of debate. The motivation for the reforms, primarily to improve the position of the consumer, cannot be disputed. Nevertheless...

...Maximilian J.B. Hall Late in 2001, the Financial Services Authority (FSA) introduced a new set of arrangements for deposit protection in the UK. While the changes involve a welcome improvement on previous arrangements, much more could be done to enhance their overall cost‐effectiveness. This paper...

... Financial Services Authority UK Journal of Financial Regulation and Compliance Volume 10 Number 2 To polarise or not to polarise Paul Smee Received (in revised form): 11th March, 2002 AIFA, Austin Friars House, 2-6 Austin Friars, London EC2N 2HD, UK; tel: +44 (0)20 7826 9030; fax: +44 (0)20 7628 1678; e...