Keywords: G34
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Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2026) 34 (3): 372–384.
Published: 02 October 2025
... karsten.paetzmann@uni-hamburg.de 06 03 2025 05 06 2025 28 07 2025 © 2025 Emerald Publishing Limited 2025 Emerald Publishing Limited Licensed re-use rights only Business plan Business valuation Case law Germany Synergies G32 G34 K15 JEL classification G32 G34 K15...
Journal Articles
Journal of Financial Regulation and Compliance (2026) 34 (2): 161–176.
Published: 29 July 2025
... as before. [2] Thus, this change should be associated with a reduction in total CEO compensation. Executive compensation Universal demand Liability risk Agency theory D82 G30 G34 G38 J33 K22 D82 G30 G34 Shareholder litigation imposes significant costs on firms and CEOs...
Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2024) 32 (4): 516–538.
Published: 20 June 2024
... Schedule 13D Activist investors Disclosure Timing D43 G18 G32 G34 G38 M48 P51 Section 13 of the Exchange Act requires activist investors who qualify as “beneficial owners” of greater than 5% of a class of equity securities to file Schedule 13D. In this study, we follow and extend...
Journal Articles
Journal of Financial Regulation and Compliance (2023) 31 (3): 298–315.
Published: 22 September 2022
... 2022 Emerald Publishing Limited Licensed re-use rights only Corporate governance Regulatory compliance Financial institutions G20 G34 K20 Globally, the financial industry is a highly regulated industry. In recent years, with a global emphasis on Anti-Money Laundering (AML...
Journal Articles
Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2019) 27 (1): 70–85.
Published: 06 March 2019
... the two. Nga Q. Nguyen can be contacted at: nga.nguyen@marquette.edu © Emerald Publishing Limited 2019 Emerald Publishing Limited Licensed re-use rights only Risk management Executive compensation Litigation risk Clawback corporate lawsuits Corporate litigation G30 G34 G38...

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