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Keywords: Governance
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Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2024) 32 (5): 699–725.
Published: 29 October 2024
...Siddharth Patel; Rajesh Desai; Krunal Soni Purpose This study aims to investigate the factors influencing Indian banks’ choice of green loan disclosure practices. The study analyzes the effect of financial and governance variables to understand the sustainable reporting (through green lending...
Journal Articles
Journal of Financial Regulation and Compliance (2019) 27 (2): 243–262.
Published: 23 May 2019
... of credit registers as tools to perform carbon stress-testing; and supervisors’ governance framework that do not internalize environmental risks (e.g. proposed revision of the Basel Core Principles of Banking Supervision). As per the stress-testing, the paper presents two examples. The paper presents...
Journal Articles
Journal of Financial Regulation and Compliance (2018) 26 (1): 120–134.
Published: 12 February 2018
...Paul Cox; Diandra Soobiah Purpose This paper aims to report new research into how small groups of people – officers, directors and managers – are guiding the governance, design and delivery of conduct and culture programmes at UK listed banks. Design/methodology/approach The research spanned...
Journal Articles
Journal of Financial Regulation and Compliance (2015) 23 (3): 210–229.
Published: 13 July 2015
... prescriptions towards SWFs. Design/methodology/approach – This paper conducted a comprehensive survey of world major 24 SWFs with assets under management of 500 million USD between 2008 and 2012. Key dimensions include objectives, funding and governance, asset allocation and investment activities...
Journal Articles
Journal of Financial Regulation and Compliance (2013) 21 (2): 188–200.
Published: 03 May 2013
.... Originality/value The paper fills a gap in the literature about non‐traditional governance structures for the derivatives markets following the financial crisis. Rather than considering regulation on a light/heavy axis, the paper examines whether this segment of the market can sustain a process‐oriented...
Journal Articles
Journal of Financial Regulation and Compliance (2013) 21 (1): 51–68.
Published: 15 February 2013
... Emerald Group Publishing Limited 2013 Compliance Regulation Governance Compliance risk Compliance function. Internal governance MiFID In our sample, the core business of the biggest group was in the retail banking area (62.5 per cent), the core business for the rest of the sample...
Journal Articles
Journal of Financial Regulation and Compliance (2012) 20 (2): 116–146.
Published: 04 May 2012
... on the governance aspects of BRRFs that would require minimum harmonization in the EU, emphasizing that BRRFs are only one institutional component of financial institutions' effective and credible resolution regime. This paper focuses on depository institutions, but the rationale of BRRFs could be extended to other...
Journal Articles
Journal of Financial Regulation and Compliance (2010) 18 (4): 386–407.
Published: 16 November 2010
...Samy Nathan Garas; Chris Pierce Purpose The governance structure of Islamic financial institutions (IFIs) implements Islamic canon law (Shari'a) into business transactions through Shari'a supervision processes. This paper aims to define Shari'a supervision and examine...
Journal Articles
Journal of Financial Regulation and Compliance (2008) 16 (3): 206–219.
Published: 25 July 2008
...Alistair Byrne; Debbie Harrison; David Blake Purpose The purpose of this paper is to provide an overview of key issues in the governance of defined contribution pension schemes, with a focus on investment matters, and to recommend best practices. Design/methodology/approach The paper draws...
Journal Articles
Journal of Financial Regulation and Compliance (2007) 15 (3): 303–326.
Published: 31 July 2007
... of development and the legal tradition. Originality/value The paper analyses the financial governance of banking supervision in a sample of 90 countries world‐wide. The empirical analysis focuses on the financing rules and identifies factors that explain the differences between supervisory authorities...
Journal Articles
Journal of Financial Regulation and Compliance (2007) 15 (1): 20–29.
Published: 27 February 2007
...Mukul G. Asher Purpose To argue a case for a paradigm shift in the way urban cooperative banks (UCBs) are managed, governed, and regulated in India to enable them to enhance their contributions to achieving greater degree of financial inclusion, and more broad‐based growth. Design/methodology...

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