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Keywords: Investment
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Journal Articles
Implementation of MiFID II investor protection provisions by private banks within the European Union
Open Access
Journal of Financial Regulation and Compliance (2023) 31 (1): 1–15.
Published: 11 April 2022
...Tom Loonen; Ronald Janssen Purpose With the introduction of the Markets in Financial Instruments Directive (MiFID), financial institutions are faced with many investor protection provisions; this has a major impact on the day-to-day operations of private banks, which provide investment services...
Journal Articles
MiFID impact on investment managers
Available to Purchase
Journal of Financial Regulation and Compliance (2007) 15 (1): 90–98.
Published: 27 February 2007
...Stéphane Janin Purpose The aim of this paper is to analyze the impact of the Markets in Financial Instruments Directive (MiFID) on investment managers but also on funds' units as financial instruments. Design/methodology/approach Starting from the innovative legislative structure and scope...
Journal Articles
The Investment Services Directive ‐ Routemap or obstacle course?
Available to Purchase
Journal of Financial Regulation and Compliance (2003) 11 (3): 219–224.
Published: 01 September 2003
...Angela Knight The EU’s Financial Services Action Plan (FSAP) which seeks to harmonise financial services across Europe has the potential to bring great benefits to the investment community ‐ particularly the UK which already has a wealth of expertise. But in order for it to succeed the rule makers...
