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Keywords: Investment advice
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Journal Articles
Journal of Financial Regulation and Compliance (2021) 29 (2): 202–217.
Published: 18 December 2020
... 12 11 2020 Implementation legislation effectiveness MiFID investment advisors investment advice The European investor directive Markets in Financial Instruments Directive (MiFID I; 2004/39/EC) was enforced on 1 November 2007 to make European financial markets more transparent...
Journal Articles
Journal of Financial Regulation and Compliance (2019) 27 (4): 494–508.
Published: 28 August 2019
...Jiří Šindelář; Petr Budinský Purpose This paper aims to deal with the conflict of interest in the area of investment advice, rewarded through the commission mechanism. Using a substantial data set on sales of independent agents, the authors have examined the relationship between the amount...
