Keywords: Law courts
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Journal Articles
Journal Articles
Journal of Financial Regulation and Compliance (2006) 14 (3): 311–315.
Published: 01 July 2006
... have reached the same outcome on the evidence provided. Originality/value Provides a useful commentary on regulated activities of retail investment advisors and other financial investments. © Emerald Group Publishing Limited 2006 Law courts Law Financial control Legal decisions...
Journal Articles
Journal of Financial Regulation and Compliance (2006) 14 (2): 210–216.
Published: 01 April 2006
... Justice Lloyd). Law courts Law Financial control Legal decisions © Emerald Group Publishing Limited 2006 At a subsequent hearing as to the form that the remedial order should take the Judge ordered, pursuant to section 380(2), that Mr Martin and the Firm pay to FSA...

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