... of investment management. Investment firms Capital adequacy MiFID IFR IFD EBA The new prudential regime for investment firms comprising the Directive (EU) 2019/2034 (IFD) and Regulation (EU) 2019/2033 (IFR) introduces a bespoke prudential framework where regulatory capital requirements depend...

...Tom Loonen; Ronald Janssen Purpose With the introduction of the Markets in Financial Instruments Directive (MiFID), financial institutions are faced with many investor protection provisions; this has a major impact on the day-to-day operations of private banks, which provide investment services...

...Tom Loonen Purpose The Markets in Financial Instruments Directive (MiFID) II directive was enforced in the EU in January 2018. While EU-member states implemented this directive in their national legislation, investment firms are still enforcing compliance. With the purpose of “investor protection...

... approach MiFID Shareholder's transparency A key element for the proper functioning of capital markets is “transparency”. When capital markets operate in a transparent manner, investors are more able to make informed investment decisions. The EU legal system implements transparency in most of its...

...Paola Musile Tanzi; Giampaolo Gabbi; Daniele Previati; Paola Schwizer Purpose The purpose of this paper is to focus on changes in the compliance function within major European banks and other financial intermediaries and on the effects of Markets in Financial Instruments Directive (MiFID...