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Keywords: Misconduct
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Journal Articles
Journal of Financial Regulation and Compliance (2024) 32 (4): 479–500.
Published: 14 May 2024
... Limited Licensed re-use rights only Penalty Banking Misconduct Enforcement action Regulatory action Financial regulation C11 C21 C58 G14 G21 G28 G321 K22 K42 This paper examines the stock market reactions to announcements of regulatory and law enforcement penalties...
Journal Articles
Journal of Financial Regulation and Compliance (2016) 24 (4): 366–382.
Published: 14 November 2016
...Wieke Scholten; Naomi Ellemers Purpose This paper aims to identify social psychological root causes of misconduct by traders and offers practical guidelines to prevent misconduct. Design/methodology/approach The authors use insights on social psychological mechanisms to examine current...
