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Keywords: Readability
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Journal Articles
Has the Security and Exchange Commission’s Rule 421 made mutual fund prospectuses more accessible?
Available to Purchase
Journal of Financial Regulation and Compliance (2004) 12 (1): 51–63.
Published: 01 March 2004
... readability has been a problem in the past, it is becoming a greater problem as the number of individuals responsible for their own investment decision making increases. Recognising this problem, the Securities and Exchange Commission (SEC) adopted Rule 421 in 1998, requiring that prospectuses be made more...
