... Regulatory compliance RegTech Internal governance European Union – Next Generation EU B83C22003100006 Legislation owed much to the Basel Accords, which represent a major evolution in international banking regulation, developing through several stages over the years. Basel I (1988...

... techniques, we move beyond traditional disclosure proxies to capture transparency in real time. The findings extend the literatures on insider trading, RegTech and corporate governance by quantifying the conditions under which this digital disclosure is most effective. For regulators, the evidence supports...

..., this research can be taken as a foundation for the practical implementation of a Process Mining application at financial institutions. Process mining Financial regulation Regulatory compliance RegTech Compliance management Michael Becker can be contacted at: michael.becker3@fom-net.de 28...