.... The research method uses a traffic-lights approach supported by qualitative queries with institutional investors to provide insights into the materiality of the relevant regulations that are sourced from the AI-powered integrated compliance and risk management application. Findings The qualitative findings...

...” model. Design/methodology/approach Based on a longitudinal analysis of 476 Corporate Governance Reports from 2020 to 2024, encompassing 12,330 disclosed practices, the study examines six monitoring mechanisms across three core areas: audit committee, internal audit and risk management/internal...

... services Internal audit Risk management In March 2023, Silicon Valley Bank, Signature Bank and First Republic Bank collapsed. These events in North America justified a regulatory response with the aim to prevent a ripple effect in the global financial system [1] . A ripple effect that could...

...Anum Qureshi; Eric Lamarque Purpose This paper aims to examine the influence of risk management (RM) practices on the credit risk of significantly supervised European banks. Design/methodology/approach To avoid regulatory and reporting discrepancies, this paper samples banks that come under...

...Safa Jallali; Faten Zoghlami Purpose Relying on the agency theory and the financial intermediation theory, the purpose of this paper is to examine to what extent risk governance would improve corporate governance and risk management effectiveness. The paper especially investigates the mediating...

... quantity is negatively correlated to banks’ equity-ratios and profitability. Financial regulation Risk disclosure Risk management Market risk Banking Banking regulation Risk reporting This paper investigates the market risk disclosure practices in the financial reports of large Italian...

... the two. Nga Q. Nguyen can be contacted at: nga.nguyen@marquette.edu © Emerald Publishing Limited 2019 Emerald Publishing Limited Licensed re-use rights only Risk management Executive compensation Litigation risk Clawback corporate lawsuits Corporate litigation G30 G34 G38...

...Prodyot Samanta; Mohinder Dugal Purpose The aim of this paper is to assess the nature and characteristics of regulatory risk management reporting by private and public sector banks in India. Design/methodology/approach Using a sample of 38 banks, a content analysis of their Basel II disclosure...

...Mandeep Kaur; Samriti Kapoor Purpose – The purpose of this paper is to examine diverse literature available worldwide on the Basel norms readiness and risk management by thoroughly analyzing the empirical studies of past 13 years, i.e. from 2001 to 2013. Design/methodology/approach...

... with: Isaac Ofoeda can be contacted at: iofoeda@gmail.com © Emerald Group Publishing Limited 2012 Non‐bank financial institutions Regulation Risk‐taking Risk management Ghana Banking institutions occupy a central position in the financial system of any nation and are essential agents...

... are expected to be similar. Bribery Corruption Enforcement Risk management Adequate procedures United Kingdom Recent events remind the world that bribery and corruption have not gone away despite global efforts to extinguish it. The media are kept busy by the pioneering trial of Hosni Mubarak...

... on potential barriers to implementation of the Basel Accord in emerging countries. Several issues of wider interest to risk management and financial regulation also emerge. Design/methodology/approach The paper maps implementation of the Basel Accord against the wider regulatory context. Against...

.... Past researchers and practitioners have not given the proper attention to liquidity risk. This paper helps in understanding the factors of liquidity risk and their impact on the profitability of the banking system. The authors emphasise contemporary risk managers to mitigate liquidity risk by having...

... Financial regulation Risk management Systemic risk International finance Basel III Financial stability Macroprudential regulation The financial crisis 2007‐2009 still has effects on international financial markets and the real economy. Numerous researchers have examined the reasons...

... The paper not only highlights existing problems with Basel II, as revealed in the aftermath of the Northern Rock Crisis, but also draws attention to other areas which the Basel Committee and regulators need to focus on. The importance of risk management derives from the objectives of financial...

... compatible with the supervision objectives. © Emerald Group Publishing Limited 2010 Financial risk Banking Regulation Compliance costs Risk management The issue of banking regulation is at the centre of an important international debate, with respect to its role and the modalities...

... of knowledge in banking is developed which suggests how banks, despite their pro‐cyclical business strategies, are able to institutionalise learning and actively create new knowledge through time to improve bank organisation, intermediation and risk management. Findings The paper finds that a lack of basic...

... not recommend that VaR should continue to be used in the way it has been. The current financial crisis indicates that financial regulation and risk management has failed around the world on a catastrophic scale. Numerous banks and other financial institutions which have relied on VaR have not had sufficient...

... of the issues under observation and the size of the sample. Risk management Regulation Banks Financial control Italy The raising complexity of banking management, the need to protect customer confidence, the greater weight of laws and codes of conduct over time are the most important causes...

... will not be a significant source of competitive inequality among internationally active banks. The Committee believes that the revised framework will promote the adoption of stronger risk management practices by the banking industry, and views this as one of its major benefits (Basel Committee on Banking Supervision, 2006...