.... The research method uses a traffic-lights approach supported by qualitative queries with institutional investors to provide insights into the materiality of the relevant regulations that are sourced from the AI-powered integrated compliance and risk management application. Findings The qualitative findings...

...” model. Design/methodology/approach Based on a longitudinal analysis of 476 Corporate Governance Reports from 2020 to 2024, encompassing 12,330 disclosed practices, the study examines six monitoring mechanisms across three core areas: audit committee, internal audit and risk management/internal...

... services Internal audit Risk management In March 2023, Silicon Valley Bank, Signature Bank and First Republic Bank collapsed. These events in North America justified a regulatory response with the aim to prevent a ripple effect in the global financial system [1] . A ripple effect that could...

...Anum Qureshi; Eric Lamarque Purpose This paper aims to examine the influence of risk management (RM) practices on the credit risk of significantly supervised European banks. Design/methodology/approach To avoid regulatory and reporting discrepancies, this paper samples banks that come under...

...Safa Jallali; Faten Zoghlami Purpose Relying on the agency theory and the financial intermediation theory, the purpose of this paper is to examine to what extent risk governance would improve corporate governance and risk management effectiveness. The paper especially investigates the mediating...

... 2020 © Emerald Publishing Limited 2020 Emerald Publishing Limited Licensed re-use rights only Financial regulation Risk disclosure Risk management Market risk Banking Banking regulation Risk reporting This paper investigates the market risk disclosure practices...

... the two. Nga Q. Nguyen can be contacted at: nga.nguyen@marquette.edu © Emerald Publishing Limited 2019 Emerald Publishing Limited Licensed re-use rights only Risk management Executive compensation Litigation risk Clawback corporate lawsuits Corporate litigation G30 G34 G38...

...Prodyot Samanta; Mohinder Dugal Purpose The aim of this paper is to assess the nature and characteristics of regulatory risk management reporting by private and public sector banks in India. Design/methodology/approach Using a sample of 38 banks, a content analysis of their Basel II disclosure...

...Mandeep Kaur; Samriti Kapoor Purpose – The purpose of this paper is to examine diverse literature available worldwide on the Basel norms readiness and risk management by thoroughly analyzing the empirical studies of past 13 years, i.e. from 2001 to 2013. Design/methodology/approach...

... to the extant literature on financial regulation and risk‐taking of NBFIs. Isaac Ofoeda can be contacted at: iofoeda@gmail.com © Emerald Group Publishing Limited 2012 Non‐bank financial institutions Regulation Risk‐taking Risk management Ghana Banking institutions occupy a central...

... the appropriate backdrop for the coming into force of the long‐delayed UK Bribery Act 2010 (BA 2010) in July 2011. © Emerald Group Publishing Limited 2012 Bribery Corruption Enforcement Risk management Adequate procedures United Kingdom The UK has been criticised in international circles...

... on potential barriers to implementation of the Basel Accord in emerging countries. Several issues of wider interest to risk management and financial regulation also emerge. Design/methodology/approach The paper maps implementation of the Basel Accord against the wider regulatory context. Against...

.... Past researchers and practitioners have not given the proper attention to liquidity risk. This paper helps in understanding the factors of liquidity risk and their impact on the profitability of the banking system. The authors emphasise contemporary risk managers to mitigate liquidity risk by having...

.... Financial regulation Risk management Systemic risk International finance Basel III Financial stability Macroprudential regulation The financial crisis 2007‐2009 still has effects on international financial markets and the real economy. Numerous researchers have examined the reasons...

... Limited 2010 Financial risk Banking Regulation Compliance costs Risk management Regarding Category (3), in order to enhance mutual adjustment, flexibility, and systematisation of relations and, therefore, the efficiency of decision‐making and problem‐solving processes inside supervisory...

... Publishing Limited 2010 Risk management Hedging Liquidity Financial institutions The importance of risk management derives from the objectives of financial regulation. The problem of systemic risk constitutes part of the embodiment of the rationale for financial regulation (Davies, 1998...

... of knowledge in banking is developed which suggests how banks, despite their pro‐cyclical business strategies, are able to institutionalise learning and actively create new knowledge through time to improve bank organisation, intermediation and risk management. Findings The paper finds that a lack of basic...

.... Risk management Regulation Value analysis Value at risk (VaR) is an estimate of the worse possible monetary loss from a financial investment over a future time‐period (e.g. one‐day, one‐month). For most financial investments, the return over a future period (e.g. the one‐day percent return...

... more compliant with the size and complexity of their business. The possible choices provided are the following: The organization of the Compliance Function within other functions (the Bank of Italy makes direct reference to Legal, Organization and Operational Risk Management...

..., and maintaining sufficient capital according to such risks including those not covered within the first pillar (minimum capital requirements). It also mentions that supervisors should review and evaluate risk management methods which are adopted by individual financial institutions on their own initiative...