...Joanna Gray Purpose The purpose of this paper is to describe the Financial Services and Markets Tribunal ruling on the application of the financial promotion regime, involving Fox Hayes v. Financial Services Authority. Design/methodology/approach The paper outlines the facts surrounding...

.... © Emerald Group Publishing Limited 2007 Tribunals Legal decisions Litigation Real Estate Opportunities Ltd v. Aberdeen Asset Managers Jersey Ltd & Ors (High Court: Chancery Division: Mr Justice David Richards). Date of Judgment: 15 December 2006...

...Joanna Gray Purpose To report and comment on the case Paul Davidson, Ashley Tatham v. The Financial Services Authority. Design/methodology/approach Outlines the facts and explains the decision reached. Findings The Tribunal ruled that the decision of the Financial...

...Joanna Gray Purpose To report and comment on the tribunal case James Parker v. FSA. Design/methodology/approach Outlines the facts and explains the decision reached. Findings An applicant's failure to abide by an employer's internal notification rules and clearance...

...Joanna Gray Purpose To report and comment on the tribunal case Phillippe Jabre v. FSA Design/methodology/approach Outlines the facts and explains the decision reached. Findings Had the tribunal resolved the market abuse issue otherwise it would have flown in the face...

...Joanna Gray Purpose The purpose of this paper is to describe how the Financial Services and Markets Tribunal turned down a costs application from a broker it had earlier found not to have engaged in market abuse. Design/methodology/approach The paper outlines the facts surrounding the decision...

...Richard Burger Purpose To consider the recommendations made by the Financial Services Authority (FSA) enforcement process review (the review). Design/methodology/approach This paper has considered the concerns raised by the Financial Services and Markets Tribunal in the Legal & General...

... the facts forming the background to the case. Findings Finds that the Chairman of Shell's defence in the case contains some justifiable points, although the tribunal's decision went against him. Originality/value Arguably, lays the foundation for further discussion of points...