... to credit (Skeel and Partnoy, 2007 ; Scheerer, 2007 ; Cerulus, 2012). © Emerald Group Publishing Limited 2013 Derivative markets Legislation Financial regulation Governance United States of America Dodd‐Frank Meta‐regulation Self‐governance In the aftermath of the 2008...

... Publishing Limited 2013 Legislation United States of America Accounting standards Financial regulation Financial reform Accountability Rule making Transparency The legislative process is riddled with ironies. This is nowhere more apparent than in the response to the 2008 global...

... managers. This repository of information was intended to help regulatory agencies analyze managers' impact on the securities markets as well as the public policy implications of these managers' investment activities [5] . © Emerald Group Publishing Limited 2013 United States of America Fund...

... rating Credit Bias Experiment United States of America Financial markets On April 13, 2011, the US Senate Permanent Subcommittee on Investigations (2011) , chaired by Senator Carl Levin (D‐Mich.), released a post‐mortem analysis entitled, Wall Street and the Financial Crisis: Anatomy...

... European Union United States of America Financial regulation Derivative markets Legislation Credit default swaps Central clearing A first question that comes to mind when embarking on a legal research with regard to CDS, is which type of regulations is applicable to these instruments...

... that the original portfolio had at the end of March. © Emerald Group Publishing Limited 2012 United States of America Disclosure Portfolio investment Fund management Mutual fund Portfolio disclosure Fund performance Financial regulation The US Securities and Exchange Commission (SEC...

... good reasons for limiting CEO duality, the key measure of adverse effects on corporate performance in this sector is not one of them. United States of America Banks Chief executive officers CEO duality Corporate governance Financial regulation In this paper, we explore the correlation...

... proceedings. It addresses the question of whether other countries such as the UK should use private enforcement against market manipulation. United States of America Financial markets Securities markets Fraud Legal action Legal remedies Market manipulation Private action Securities fraud cases...

... 2012 United States of America Banking Financial regulation Financial performance Violations The credit crisis of 2007 has led many researchers to question the validity and effectiveness of regulations in the US financial sector. While the causes of the crisis are complex and require...

... or in some cases hundreds of billions of shares. As of 2003, one estimate on the proceeds from naked short selling exceeded $100 billion (Wherry, 2003). © Emerald Group Publishing Limited 2012 United States of America Financial regulation Securities markets Short sales Naked short sales...

... system”: under‐regulated and highly leveraged players thriving on financially engineered complex products. Karim Pakravan can be contacted at: kpakrava@depaul.edu © Emerald Group Publishing Limited 2011 United States of America US dollar World economy Banking Monetary policy...

... and prospective exchanges as to the competition in the securities industry, and to regulators as to the likely impact of the new regulations. © Emerald Group Publishing Limited 2010 European directives Regulation United States of America Europe International trade Markets in financial...

.... Originality/value This is believed to be the first empirical study on bank‐specific factors associated with AA lending under the CRA. Drew Dahl can be contacted at: drew.dahl@usu.edu © Emerald Group Publishing Limited 2010 United States of America Banks Loans Legislation...

... markets Financial institutions Subsidies United States of America This paper looks at some of the implications of these findings for financial regulation in light of the current financial crisis, and presents some new evidence on the market perception on the value of having access...

... the design of the structure of the US housing finance market. Originality/value The paper sets forth the rationale and legal basis for characterizing Fannie Mae and Freddie Mac as duopolists. United States of America Mortgage companies Housing Government policy The Federal National Mortgage...

... frameworks in order to facilitate bank restructurings in a crisis. Originality/value The paper discusses key elements that policy makers need to consider in the design of a regulatory framework for early intervention and resolution. Legislation United States of America European Union Banks...

... United States of America Modern portfolio theory demonstrates that diversification across a portfolio of investments is an optimal approach to minimize unsystematic, or firm‐specific risk. In venture capital (VC) investing, however, an alternative strategy of specialization in specific industries...

... be needed. It makes suggestions for further research to guide future policymaking. Corporate governance Regulation United States of America Capital markets Competitive strategy US Senator Charles Schumer of New York State and Mayor Michael Bloomberg of New York City saw the situation like...

... in daily closing prices [7] . M. Imtiaz Mazumder can be contacted at: mazumdm@sunyit.edu © Emerald Group Publishing Limited 2008 Equity capital Bonds International trade Regulation United States of America Data for this paper come from several sources. Initially a sample...

... © Emerald Group Publishing Limited 2007 Warranties Disclosure Acquisitions and mergers United States of America United Kingdom Historic differences between UK and US mergers and acquisitions practice are diminishing as the frequency of trans‐atlantic deals increases. However...