Importance of 3D analyses on static and seismic stability of jointed open-pit mine slopes

Most studies on open-pit mine stability have been performed in two-dimensional (2D) mode, which neglects the effect of the circular shape and thus the effect of third-direction boundary conditions. The aim of this work was to study the effect of the third dimension on static and dynamic stability analyses of pit slopes by comparing results from two- and three-dimensional (3D) numerical and limit equilibrium analyses. Geomechanical data from Choghart open-pit mine, located in the seismically active area of central Iran, were considered under a historical earthquake (M = 6.4). Kinematic analyses showed that two tectonic blocks of the mine – BL1 and BL2 – are susceptible to wedge and planar failures, respectively. The 2D and 3D static analyses showed that both blocks are stable, with higher safety factors (SFs) obtained using numerical 3D analyses. In the dynamic analyses, both 2D and 3D analyses showed wedge instability for BL1. However, for BL2, the 2D numerical analyses showed instability whereas the 3D numerical and pseudo-static analyses indicated block stability. The results revealed that the 3D SFs are generally 20–40% greater than those from 2D analyses. This can be explained by the consideration of the third-direction effect, verifying the importance of 3D analyses.