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Volume 2, Issue 4
1 February 2002
Journal of Investment Compliance Cover Image for Volume 2, Issue 4
Review Article| February 01 2002

Soft Dollar Basics: Responses to Frequently Asked Questions: (or, Questions That Should Frequently Be Asked) Available to Purchase

MICHAEL R. BUTOWSKY
MICHAEL R. BUTOWSKY
Partner in the Corporate Department of Mayer, Brown, Rowe & Maw in New York City
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Author & Article Information
Publisher: Emerald Publishing
Online ISSN: 1758-7476
Print ISSN: 1528-5812
© MCB UP Limited
2002
Journal of Investment Compliance (2002) 2 (4): 39–49.
https://doi.org/10.1108/eb045926

This is targeted at the “soft dollar” industry. It explores to difficult “dos” and “don'ts” of compliance policies and procedures. It is a practical “Q&A” discussion of the many gray areas of legal compliance.

This content is only available via PDF.
© MCB UP Limited
2002
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