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Journal of Investment Compliance

Provides practical advice on regulatory and compliance issues relevant to lawyers and regulatory compliance professionals in broker-dealers investment banks investment advisers hedge funds mutual funds and private equity funds.

Journal Articles

Understanding regulatory trends: digital assets & anti-money laundering

Katherine Kirkpatrick, Aaron Stephens, Jacob Gerber, Margaret Nettesheim, Sebastian Bellm

Journal of Investment Compliance (2021) 22 (4): 345–353.

https://doi.org/10.1108/JOIC-07-2021-0033

Published: 23 October 2021

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Journal Articles

ESG litigation – how companies can get ready, respond and resolve claims

Tom Cummins, Ruby Hamid, Eleanor Reeves, Thomas Karalis, Matthew Harnett

Journal of Investment Compliance (2021) 22 (5): 385–398.

https://doi.org/10.1108/JOIC-07-2021-0032

Published: 11 October 2021

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Variety of Claims

in ESG litigation – how companies can get ready, respond and resolve claims > Journal of Investment Compliance

Published: 11 October 2021

Figure 1 Variety of Claims More about this image found in Variety of Claims

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Three Categories of Claims Brought by Individual Claimants and NGOs

in ESG litigation – how companies can get ready, respond and resolve claims > Journal of Investment Compliance

Published: 11 October 2021

Figure 2 Three Categories of Claims Brought by Individual Claimants and NGOs More about this image found in Three Categories of Claims Brought by Individual Claimants and NGOs

Journal Articles

Strengthening AML/CFT controls of digital payment token service providers in Singapore

Tju Liang Chua

Journal of Investment Compliance (2021) 22 (4): 370–376.

https://doi.org/10.1108/JOIC-08-2021-0035

Published: 29 September 2021

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Journal Articles

SEC’s disclosure effectiveness initiative reshapes MD&A disclosure requirements

Richard J. Parrino

Journal of Investment Compliance (2021) 22 (4): 322–333.

https://doi.org/10.1108/JOIC-06-2021-0027

Published: 27 September 2021

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Journal Articles

“Racing” to the IBOR transition finish line

J. Paul Forrester, Mary Jo N. Miller

Journal of Investment Compliance (2021) 22 (4): 377–384.

https://doi.org/10.1108/JOIC-08-2021-0037

Published: 23 September 2021

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Journal Articles

Structuring and financing private equity and venture capital transactions in Luxembourg

Bertrand Géradin

Journal of Investment Compliance (2021) 22 (4): 354–369.

https://doi.org/10.1108/JOIC-07-2021-0034

Published: 06 September 2021

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Murabaha Transaction

in LIBOR transition: challenges for Islamic finance transactions > Journal of Investment Compliance

Published: 02 August 2021

Figure 1 Murabaha Transaction More about this image found in Murabaha Transaction

Journal Articles

LIBOR transition: challenges for Islamic finance transactions

Jawad Ali, Michael Rainey, Asal Saghari

Journal of Investment Compliance (2021) 22 (4): 340–344.

https://doi.org/10.1108/JOIC-06-2021-0029

Published: 02 August 2021

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Journal Articles

The future of SEC enforcement under the Biden administration

John J. Carney, Jonathan R. Barr, Teresa Goody Guillén, Jimmy Fokas, Kevin R. Edgar, Michelle Tanney, Bari Nadworthy, Madison Gaudreau

Journal of Investment Compliance (2021) 22 (4): 334–339.

https://doi.org/10.1108/JOIC-06-2021-0030

Published: 02 August 2021

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Journal Articles

Hong Kong SFC releases new FAQs on external electronic data storage

Rolfe Hayden, Helen Fok

Journal of Investment Compliance (2021) 22 (4): 285–294.

https://doi.org/10.1108/JOIC-04-2021-0014

Published: 27 July 2021

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Journal Articles

Guernsey as an investment funds domicile: benefits and regulations

By Annette Alexander, Christopher Andersen, Andrew Boyce, Tom Carey, David Crosland, Tony Lane, Ben Morgan

Journal of Investment Compliance (2021) 22 (4): 309–321.

https://doi.org/10.1108/JOIC-05-2021-0025

Published: 27 July 2021

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Flow chart of Guernsey funds

in Guernsey as an investment funds domicile: benefits and regulations > Journal of Investment Compliance

Published: 27 July 2021

Figure 1 Flow chart of Guernsey funds More about this image found in Flow chart of Guernsey funds

Journal Articles

The determinants of foreign direct investment: what about the potential of the Arab Maghreb countries?

Hamdi Khalfaoui, Abdelkader Derbali

Journal of Investment Compliance (2021) 22 (4): 295–308.

https://doi.org/10.1108/JOIC-04-2021-0010

Published: 27 July 2021

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Journal Articles

Sovereign wealth fund investments in private funds: selected tax planning considerations in the US, EU and UK

Daniel A. Nelson, Kate Habershon, Kathryn W. Hambrick, Meghan E. McCarthy, Alexios S. Hadji, Grace Tan

Journal of Investment Compliance (2021) 22 (3): 260–265.

https://doi.org/10.1108/JOIC-05-2021-0022

Published: 15 July 2021

View article titled, Sovereign wealth fund investments in private funds: selected tax planning considerations in the US, EU and UK

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Journal Articles

Jersey as an investment funds domicile: benefits and regulations

Christopher Griffin, Robert Milner, James Mulholland, Daniel O’Connor

Journal of Investment Compliance (2021) 22 (3): 266–281.

https://doi.org/10.1108/JOIC-05-2021-0026

Published: 15 July 2021

View article titled, Jersey as an investment funds domicile: benefits and regulations

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Journal Articles

The anti-money laundering act of 2020

Marc-Alain Galeazzi, Barbara Mendelson, Malka Levitin

Journal of Investment Compliance (2021) 22 (3): 253–259.

https://doi.org/10.1108/JOIC-05-2021-0023

Published: 09 July 2021

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Feeder Funds Feeding Into VCC Master Fund

in Singapore variable capital companies: the many uses and benefits > Journal of Investment Compliance

Published: 01 July 2021

Figure 1 Feeder Funds Feeding Into VCC Master Fund More about this image found in Feeder Funds Feeding Into VCC Master Fund

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Journal of Investment Compliance

Understanding regulatory trends: digital assets & anti-money laundering

ESG litigation – how companies can get ready, respond and resolve claims

Variety of Claims

Three Categories of Claims Brought by Individual Claimants and NGOs

Strengthening AML/CFT controls of digital payment token service providers in Singapore

SEC’s disclosure effectiveness initiative reshapes MD&A disclosure requirements

“Racing” to the IBOR transition finish line

Structuring and financing private equity and venture capital transactions in Luxembourg

Murabaha Transaction

LIBOR transition: challenges for Islamic finance transactions

The future of SEC enforcement under the Biden administration

Hong Kong SFC releases new FAQs on external electronic data storage

Guernsey as an investment funds domicile: benefits and regulations

Flow chart of Guernsey funds

The determinants of foreign direct investment: what about the potential of the Arab Maghreb countries?

Sovereign wealth fund investments in private funds: selected tax planning considerations in the US, EU and UK

Jersey as an investment funds domicile: benefits and regulations

The anti-money laundering act of 2020

Feeder Funds Feeding Into VCC Master Fund

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