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Keywords: Advertising and marketing materials
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (1): 28–30.
Published: 08 May 2018
... most experienced people in the industry will not be shocked by anything in the alert, the alert is a helpful reminder about the SEC’s continuing focus on these issues. United States Securities and Exchange Commission (SEC) Advertising and marketing materials Advertising rule Compliance policies...
