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Keywords: Advertising rule
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2018) 19 (1): 28–30.
Published: 08 May 2018
... adviser examinations. Findings The risk alert provides guidance to advisers who are reviewing the adequacy and effectiveness of their compliance programs in light of the Advertising Rule. Originality/value This study provides practical guidance from experienced investment-fund lawyers. Although...
