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Keywords: Algorithmic trading
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (3): 39–41.
Published: 05 September 2016
... modification of an algorithmic trading strategy. Design/methodology/approach This article discusses the rationale and details of the proposed requirements. Findings The amended FINRA rule, particularly when combined with the SEC’s proposed amendments to Rule 15b9-1 under the Securities and Exchange Act...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (3): 33–36.
Published: 07 September 2015
... of an algorithmic trading strategy. Design/methodology/approach – This article discusses the rationale and details of the proposed requirements. Findings – If adopted in its current form, the proposed rule-making, particularly when combined with the SEC’s proposed amendments to Rule 15b9-1 under...
