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Keywords: Alternative Investment Fund Managers Directive (AIFMD)
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (2): 36–45.
Published: 03 July 2017
... that are required to comply with the shadow banking regime. Figure 1 Impacted institutions (examples) Investment funds Alternative Investment Fund Managers Directive (AIFMD) Shadow banking European Banking Authority (EBA) Prospectus Undertakings for Collective Investment in Transferable...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (2): 10–16.
Published: 04 July 2016
...Stephen Sims; Patrick Brandt; Greg Norman Purpose To explain two papers published by the European Securities and Marketing Authority (ESMA) covering the application of the mar-keting “passport” under the Alternative Investment Fund Managers Directive (AIFMD). Design/methodology/approach...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (4): 25–28.
Published: 28 October 2014
... in the EU because it provides insight into the practicalities of navigating the minefield that is AIFMD. Winston Penhall can be contacted at: wpenhall@reedsmith.com © Authors 2014 Alternative Investment Fund Managers Directive (AIFMD) Alternative investment fund European Union (EU...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (3): 20–27.
Published: 26 August 2014
... regulation Fraud Alternative Investment Fund Managers Directive (AIFMD) European Economic Area (EEA) Funds One of the original aims of AIFMD was to harmonise the management and marketing of AIFs in the EEA so that a uniform set of rules will eventually apply to all those...
