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Keywords: Assets
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Journal Articles
SEC amends the Advisers Act custody rule
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (2): 36–38.
Published: 16 June 2010
... assets. Design/methodology/approach The paper explains changes to the custody rule related to the definition of custody, delivery of account statements, surprise examinations, exemptions related to pooled investment vehicles, required internal control reports for advisers who maintain client assets...
