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Keywords: Borrower-dependent notes (BDNs)
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Journal Articles
Peer-to-peer lending platforms: securities law considerations
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (3): 15–18.
Published: 07 September 2015
... the federal securities laws. Originality/value – Practical guidance from experienced financial services lawyers. Robert H. Rosenblum can be contacted at: robert.rosenblum@klgates.com © Authors 2015 Securities Exchange Act of 1934 Investment Advisers Act of 1940 Borrower-dependent...
