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Keywords: CFTC Division of Enforcement
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Journal Articles
Alice S. Fisher, Douglas K. Yatter, Douglas N. Greenburg, William R. Baker III, Benjamin A. Dozier, Robyn J. Greenberg
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 32–38.
Published: 23 September 2019
... penalty will not apply.”12 US Commodity Futures Trading Commission (CFTC) CFTC Division of Enforcement US Securities and Exchange Commission (SEC) US Department of Justice (DOJ) Commodity Exchange Act (CEA) Foreign Corrupt Practices Act (FCPA) “Bribes […] to secure business...
