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Keywords: CFTC Rule 4.5
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (1): 17–24.
Published: 27 February 2014
... at: daphne.frydman@sutherland.com © Authors 2014 Securities and exchange commission (SEC) Investment adviser Commodity futures trading commission (CFTC) Commodity pool operator (CPO) Harmonization rules Registered investment company (RIC) Fund CFTC Rule 4.5 CFCs The Commodity Futures...
