Keywords: Closed-end registered investment companies
Close
Follow your search
Access your saved searches in your account

Would you like to receive an alert when new items match your search?
Close Modal
Sort by
Journal Articles
Journal of Investment Compliance (2017) 18 (4): 36–39.
Published: 06 November 2017
...Michael S. Caccese; Clair Pagnano; Eden Rohrer; Xiomara Corral Purpose To analyze the June 9, 2017 Financial Industry Regulatory Authority, Inc. (“FINRA”) interpretive letter permitting the use of Related Performance Information in continuously offered closed-end registered investment company...

or Create an Account

Close subscription notice
Close access options