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Keywords: Closed-end registered investment companies
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2017) 18 (4): 36–39.
Published: 06 November 2017
...Michael S. Caccese; Clair Pagnano; Eden Rohrer; Xiomara Corral Purpose To analyze the June 9, 2017 Financial Industry Regulatory Authority, Inc. (“FINRA”) interpretive letter permitting the use of Related Performance Information in continuously offered closed-end registered investment company...
