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Journal Articles
Journal of Investment Compliance (2021) 22 (3): 236–242.
Published: 26 June 2021
...) Public offering Cloud-based Lending platform As mentioned above, the Cloud-Based Data Company sought and received an SEC order under Section 3(b)(2) declaring it to be primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities directly...

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