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Keywords: Commodity pool operators
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Journal Articles
CFTC proposes harmonization rules for mutual funds
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (3): 46–50.
Published: 07 September 2012
... conflicts between CFTC rules and US Securities and Exchange Commission rules applicable to registered investment companies (Futures RICs) whose futures and swaps trading will subject their advisers to regulation as commodity pool operators as a result of the amendments to CFTC Rule 4.5. Design...
