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Keywords: Compliance function
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Journal Articles
Organisation of compliance across financial institutions
Available to Purchase
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (1): 65–76.
Published: 27 February 2014
... of compliance function remains complex due to the overwhelming set of compliance requirements that exert pressure on various business segments. This report aims to investigate how banks and financial services firms are responding to the regulatory-driven changes to the current compliance landscape...
