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Keywords: Confidentiality
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Journal Articles
Laura D. Richman, David S. Bakst, Robert F. Gray, Michael L. Hermsen, Anna T. Pinedo, David A. Schuette
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (2): 1–8.
Published: 27 June 2019
.... The amendments contain several changes relating to confidential information contained in exhibits. For consistency, parallel amendments have been adopted to rules other than Regulation S-K, as well as to forms for registration statements and reports. Practical implications Most of the amendments...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2015) 16 (3): 19–21.
Published: 07 September 2015
... on confidentiality provisions of a company agreement, highlights the provision that the SEC found to be a violation of federal securities laws as amended by the Dodd-Frank Act, and summarizes several other related recent federal regulatory developments. The article suggests actions that companies may wish to take...
