Keywords: Cooperation standards
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Journal Articles
Journal of Investment Compliance (2017) 18 (3): 52–58.
Published: 04 September 2017
... a broader trend among enforcement authorities in the US and abroad of setting higher cooperation standards. Findings The new Advisories make clear that merely complying with requests for information from the CFTC staff will not be sufficient; a company or individual seeking cooperation credit as part...

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