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Keywords: Cross-border
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 10–19.
Published: 21 August 2019
...Michael L. Spafford; Daren F. Stanaway; Sabin Chung Purpose To analyze the CFTC’s approach to regulating cryptocurrencies and blockchain technologies in light of their cross-border nature, limitations on the CFTC’s extraterritorial authority, and the CFTC’s prerogative to work cooperatively...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (4): 45–53.
Published: 07 November 2016
...David Sahr; Mark Compton; Alexandria Carr; Guy Wilkes; Alexander Behrens Purpose To explain the impact for financial services firms of the UK’s vote to leave the European Union (EU) and to assess the possible options for conducting cross-border financial services between the UK and EU...
