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Keywords: Department of Justice
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Journal Articles
Journal of Investment Compliance (2013) 14 (3): 11–15.
Published: 09 September 2013
...) , and Jacobius (2006) . United States of America Department of Justice Private equity Securities and Exchange Commission If you work in the private equity world, you probably know that you are already exposed to a variety of regulatory risks and obligations that can have a significant impact...
Journal Articles
Journal of Investment Compliance (2013) 14 (3): 34–37.
Published: 09 September 2013
..., and recommends measures for financial services firms to limit FCPA risks. Findings – The early May FCPA enforcement action makes clear that the financial services industry is very much on the radar screen of the US Securities and Exchange Commission and Department of Justice. Practical implications...

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