Keywords: Department of Justice
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Journal Articles
Journal of Investment Compliance (2013) 14 (3): 34–37.
Published: 09 September 2013
..., and recommends measures for financial services firms to limit FCPA risks. Findings – The early May FCPA enforcement action makes clear that the financial services industry is very much on the radar screen of the US Securities and Exchange Commission and Department of Justice. Practical implications...
Journal Articles
Journal of Investment Compliance (2013) 14 (3): 11–15.
Published: 09 September 2013
... the next step. Originality/value – Practical guidance from experienced financial services lawyers. Jeffrey Legault can be contacted at: jlegault@reedsmith.com © Authors 2013 United States of America Department of Justice Private equity Securities and Exchange Commission...

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