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1-4 of 4
Keywords: Derivative markets
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2013) 14 (2): 57–60.
Published: 28 June 2013
... (TR) Regulation Derivative markets All derivatives contracts, both OTC and exchange‐traded, entered into by financial counterparties and by non‐financial counterparties after August 16, 2012, are required to be reported to a trade repository which is EU‐authorised or established in a third...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2012) 13 (1)
Published: 06 April 2012
... © Emerald Group Publishing Limited 2012 --> Investments Derivative markets Securities Investors Article Type: 2011 Awards for Excellence From: Journal of Investment Compliance, Volume 13, Issue 1 The following article was selected for this year's Outstanding Paper...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2010) 11 (2): 4–15.
Published: 16 June 2010
... the OTC derivatives market remains unregulated [1] . This article explains the basic legal structure of OTC derivative arrangements. We also discuss how associated documents should be negotiated from the perspective of an investor. Most OTC trades involve two counterparties in an arms‐length...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2009) 10 (3): 26–33.
Published: 11 September 2009
... derivatives business offshore. Findings Unlike markets for other financial instruments, derivatives market participants, largely through ISDA, have for some time cooperated closely with the New York Fed and engaged in a myriad self‐policing activities. Time will tell whether this existing framework...
