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Keywords: Derivatives Clearing Organization (DCO)
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2016) 17 (2): 61–65.
Published: 04 July 2016
... are as follows[ 7 ]: Stephen M. Humenik can be contacted at: shumenik@cov.com © Covington & Burling LLP 2016. 2016 Licensed re-use rights only Cybersecurity Commodity Furtures Trading Commission (CFTC) Derivatives clearing organization (DCO) Designated contract market (DCM) Swap data...
Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2014) 15 (1): 25–32.
Published: 27 February 2014
...) Customer funds Customer protection Derivatives Clearing Organization (DCO) Futures Commission Merchant (FCM) These requirements will become effective July 12, 2014. Under the Final Rules, each FCM that carries customer accounts will be required to establish a risk management program...
