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Keywords: Direct listing
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Journal Articles
Helene R. Banks, Bradley J. Bondi, Charles A. Gilman, Elai Katz, Geoffrey E. Liebmann, Ross Sturman, Nicholas S. Millington
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2019) 20 (3): 25–27.
Published: 23 September 2019
... direct listings on Nasdaq without an initial public offering, similar to the New York Stock Exchange (NYSE) rule changes approved in 2018. Design/methodology/approach Explains the legislative and regulatory background, historic limitations on direct Nasdaq listings, and de-tailed provisions...
