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Keywords: Division of Examinations
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Journal Articles
Journal:
Journal of Investment Compliance
Journal of Investment Compliance (2021) 22 (3): 222–226.
Published: 26 June 2021
...Matthew Wirig Purpose To summarize the U.S. Securities and Exchange Commission Division of Examinations’s recently published 2021 examination priorities. Design/methodology/approach Features short summaries of select aspects of the SEC Division of Examinations’ recently published 2021...
